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Our Compliance Partners

Darson Securities is committed to maintaining the highest standards of regulatory compliance through strategic partnerships with leading regulatory bodies and advisory institutions.

Ensuring Excellence Through Strategic Partnerships

Darson Securities Private Limited maintains a strong credit rating, reflecting our commitment to financial stability, regulatory compliance, and operational excellence. Our ratings are assessed by leading credit rating agencies and demonstrate our reliability as a corporate TREC holder of the Pakistan Stock Exchange (PSX) and member of the Pakistan Mercantile Exchange (PMEX).

OUR KEY REGULATORY PARTNERS

SECP

PAKISTAN STOCK EXCHANGE LIMITED

Darson Securities Private Limited Is A TREC (Trading Right Entitlement Certificate) Holder Of Pakistan Stock Exchange Limited.

  • Equities Trading
  • Market Surveillance
  • Regulatory Compliance
  • Investor Protection

PSX

Pakistan Mercantile Exchange Limited

We are an active Member of Pakistan Mercantile Exchange Limited, offering commodity futures trading.

  • Commodity Trading
  • Futures Markets
  • Risk Management
  • Market Access

NCCPL

Islamic Finance Certification

We obtained the first Shariah certification for brokerage window from Al Hilal Shariah Advisors (Pvt.) Limited.

  • Shariah Compliance
  • Islamic Finance
  • Halal Investments
  • Riba-Free Trading

CDCPL

Pakistan Stock Exchange Limited

Darson Securities Private Limited is a TREC (Trading Right Entitlement Certificate) Holder of Pakistan Stock Exchange Limited.

  • Equities Trading
  • Market Surveillance
  • Regulatory Compliance
  • Investor Protection

PMEX

Pakistan Mercantile Exchange Limited

We are an active Member of Pakistan Mercantile Exchange Limited, offering commodity futures trading.

  • Commodity Trading
  • Futures Markets
  • Risk Management
  • Market Access

Al Hilal Shariah Advisors

Islamic Finance Certification

We obtained the first Shariah certification for brokerage window from Al Hilal Shariah Advisors (Pvt.) Limited.

  • Shariah Compliance
  • Islamic Finance
  • Halal Investments
  • Riba-Free Trading

REGULATORY FRAMEWORK & COMPLIANCE

CORPORATE GOVERNANCE

We Maintain The Highest Standards Of Corporate Governance In Line With Global Best Practices And Regulatory Requirements.

AML/CFT COMPLIANCE

Anti-Money Laundering And Combating The Financing Of Terrorism Protocols Are Strictly Implemented Across All Operations.

RISK MANAGEMENT

Comprehensive Risk Management Frameworks Ensure Protection Of Client Assets And Operational Integrity.

INVESTOR PROTECTION

We Prioritize Investor Protection Through Transparent Disclosures And Adherence To Regulatory Standards.

AUDIT & CONTROLS

Regular Internal And External Audits Ensure Continuous Compliance With All Applicable Regulations.

MARKET SURVEILLANCE

Active Participation In Market Surveillance Programs To Maintain Fair And Transparent Trading.

CREDIT RATINGS & CERTIFICATIONS

Broker Fiduciary Rating
BFR 3++
Entity Rating (Long Term)
BBB+
Entity Rating (Short Term)
A-2

OUR COMPLIANCE COMMITMENTS

TRANSPARENCY & DISCLOSURE

Full Disclosure Of Investment Risks, Fees, And Terms To All Clients In Compliance With Regulatory Requirements.

KNOW YOUR CLIENT (KYC)

Comprehensive KYC Procedures To Verify Client Identity And Assess Investment Suitability.

RECORD KEEPING

Systematic Maintenance Of Records To Ensure Transparency And Audit Readiness.

CODE OF CONDUCT

Strict Adherence To Professional Ethics And Conduct Standards Across All Organizational Levels.

CONFLICT RESOLUTION

Fair And Transparent Mechanisms For Addressing Client Complaints And Disputes.

CONTINUOUS TRAINING

Regular Compliance Training For All Staff Members To Ensure Awareness Of Regulatory Changes.